The Chief Compliance Officer (CCO) has significant responsibility in making certain the organization protect its credibility and integrity together with meeting all legal requirements. In addition to leading the organization’s compliance initiatives, the CCO is also expected to be an executive leader reporting directly to the organization’s chief executive officer and chief operating officer as well as being a member of the board of directors.

Being fully knowledgeable with the regulatory demands, risks, and policies within an organization the CCO recognizes risks, offers valuable insight and direction, and promotes exceptional deeds and performance across the organization in a way that preserves its reputation, resources, and its shareholders.